4/A//SEC Filing
PEREZ ARNALDO 4/A
Accession 0001127602-20-024547
CIK 0001125259other
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 2:49 PM ET
Size
7.4 KB
Accession
0001127602-20-024547
Insider Transaction Report
Form 4/AAmended
CARNIVAL PLCCUK
PEREZ ARNALDO
SVP, Gen Counsel & Secretary
Transactions
- Award
Trust Shares (beneficial Interest In Special Voting Share)
2019-01-14+7,485→ 29,004.586 total
Holdings
- 17,914(indirect: By Trust)
Trust Shares (beneficial Interest In Special Voting Share)
Footnotes (3)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of MTE RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares.
- [F3]The grant was approved by the Compensation Committee as a total value to be received in the form of MTE RSUs. The Compensation Committee also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001248899
Filing Metadata
- Form type
- 4/A
- Filed
- Aug 31, 8:00 PM ET
- Accepted
- Sep 1, 2:49 PM ET
- Size
- 7.4 KB