4//SEC Filing
BATTAGLIA PAUL J. 4
Accession 0001127602-20-026884
CIK 0001005817other
Filed
Oct 13, 8:00 PM ET
Accepted
Oct 14, 8:04 AM ET
Size
7.7 KB
Accession
0001127602-20-026884
Insider Transaction Report
Form 4
BATTAGLIA PAUL J.
Director
Transactions
- Award
Phantom Stock
2020-10-09$58.71/sh+260.155$15,274→ 11,451.935 total→ Common Stock (260.155 underlying) - Award
Phantom Stock
2020-10-09$58.71/sh+104.743$6,149→ 11,556.678 total→ Common Stock (104.743 underlying)
Footnotes (2)
- [F1]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
- [F2]Includes shares acquired through reinvestment of quarterly dividends.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001491721
Filing Metadata
- Form type
- 4
- Filed
- Oct 13, 8:00 PM ET
- Accepted
- Oct 14, 8:04 AM ET
- Size
- 7.7 KB