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4//SEC Filing

Gardunio James F 4

Accession 0001127602-20-027473

CIK 0001130144other

View on SEC.gov Company Profile

Filed

Oct 22, 8:00 PM ET

Accepted

Oct 23, 7:22 PM ET

Size

27.7 KB

Accession

0001127602-20-027473

Insider Transaction Report

Form 4

Period: 2020-10-22

SIERRA BANCORPBSRR

Gardunio James F

S.V.P./Chief Credit Officer

Transactions

Sale
Common Stock
2020-10-22$20.70/sh−2,450$50,715→ 0 total
Exercise/Conversion
Common Stock
2020-10-22$17.25/sh+5,000$86,250→ 5,000 total
Sale
Common Stock
2020-10-23$20.75/sh−2,700$56,026→ 0 total
Sale
Common Stock
2020-10-22$20.70/sh−5,000$103,501→ 0 total
Sale
Common Stock
2020-10-23$20.75/sh−1,550$32,163→ 0 total
Exercise/Conversion
Common Stock
2020-10-23$10.21/sh+2,700$27,567→ 2,700 total
Exercise/Conversion
Stock Options
2020-10-22−5,000→ 0 total
Exercise: $17.25From: 2016-02-18Exp: 2026-02-18→ Common Stock (5,000 underlying)
Exercise/Conversion
Stock Options
2020-10-22−2,450→ 1,550 total
Exercise: $10.73From: 2011-11-18Exp: 2020-11-18→ Common Stock (2,450 underlying)
Exercise/Conversion
Stock Options
2020-10-23−2,700→ 0 total
Exercise: $10.21From: 2012-11-15Exp: 2022-11-15→ Common Stock (2,700 underlying)
Exercise/Conversion
Common Stock
2020-10-22$16.35/sh+5,000$81,750→ 5,000 total
Exercise/Conversion
Common Stock
2020-10-22$10.73/sh+2,450$26,289→ 2,450 total
Exercise/Conversion
Stock Options
2020-10-22−5,000→ 0 total
Exercise: $16.35From: 2014-11-20Exp: 2024-11-20→ Common Stock (5,000 underlying)
Exercise/Conversion
Stock Options
2020-10-23−1,550→ 0 total
Exercise: $10.73From: 2011-11-18Exp: 2020-11-18→ Common Stock (1,550 underlying)
Sale
Common Stock
2020-10-22$20.70/sh−5,000$103,501→ 0 total
Exercise/Conversion
Common Stock
2020-10-23$10.73/sh+1,550$16,632→ 1,550 total

Footnotes (2)

[F1]This option is immediately vested.
[F2]Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

SIERRA BANCORP

CIK 0001130144

Entity typeother

Related Parties

1

filerCIK 0001321939

Filing Metadata

Form type: 4
Filed: Oct 22, 8:00 PM ET
Accepted: Oct 23, 7:22 PM ET
Size: 27.7 KB

View on SEC.gov