Plafker Jed A. 4
4 · FRANKLIN RESOURCES INC · Filed Nov 9, 2020
Insider Transaction Report
Form 4
Plafker Jed A.
Reg. S-K Executive Officer
Transactions
- Award
Common Stock, par value $.10
2020-11-05$20.13/sh+42,226$850,009→ 163,299.786 total - Award
Common Stock, par value $.10
2020-11-05+14,274→ 177,573.786 total
Holdings
- 557.552(indirect: By 401(k))
Common Stock, par value $.10
Footnotes (4)
- [F1]On December 11, 2017, November 2, 2018 and November 1, 2019, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 83,147 shares represent unvested restricted stock awards and 5,988 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1).
- [F4]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 15, 2020.