4//SEC Filing
Shaneyfelt Gwen L 4
Accession 0001127602-20-028541
CIK 0000038777other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 8:47 PM ET
Size
8.1 KB
Accession
0001127602-20-028541
Insider Transaction Report
Form 4
Shaneyfelt Gwen L
Chief Accounting Officer
Transactions
- Award
Common Stock, par value $.10
2020-11-05$20.13/sh+8,694$175,010→ 65,343.012 total - Award
Common Stock, par value $.10
2020-11-05+598→ 65,941.012 total - Award
Common Stock, par value $.10
2020-11-05$20.13/sh+9,936$200,012→ 75,877.012 total
Footnotes (3)
- [F1]On November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 23,432 shares represent unvested restricted stock awards and 16,840 shares represent unvested restricted stock units (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1).
Documents
Issuer
FRANKLIN RESOURCES INC
CIK 0000038777
Entity typeother
Related Parties
1- filerCIK 0001772077
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 8:47 PM ET
- Size
- 8.1 KB