KLEIN GERALD J JR 4
4 · TOMPKINS FINANCIAL CORP · Filed Nov 12, 2020
Insider Transaction Report
Form 4
KLEIN GERALD J JR
EVP Pres&CEO Mahopac Natl Bank
Transactions
- Award
Common Stock
2020-11-09$63.44/sh+1,755$111,337→ 28,225 total - Tax Payment
Common Stock
2020-11-09$63.44/sh−391$24,805→ 26,470 total
Holdings
- 1,596.829(indirect: By 401(k))
Common Stock
- 4,075.842(indirect: by ESOP)
Common Stock
Footnotes (2)
- [F1]Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.
- [F2]Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.