Ganz Peter 4
4 · ASHLAND GLOBAL HOLDINGS INC · Filed Nov 18, 2020
Insider Transaction Report
Form 4
Ganz Peter
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2020-11-16$79.19/sh+857$67,866→ 41,788 total - Tax Payment
Common Stock
2020-11-16$79.19/sh−333$26,370→ 40,931 total - Tax Payment
Common Stock
2020-11-16$79.19/sh−256$20,273→ 41,532 total - Exercise/Conversion
Common Stock
2020-11-16$79.19/sh+1,113$88,138→ 41,264 total - Exercise/Conversion
Restricted Stock Units
2020-11-16−1,113→ 3,612 total→ Common Stock (1,113 underlying) - Exercise/Conversion
Restricted Stock Units
2020-11-16−857→ 2,755 total→ Common Stock (857 underlying) - Sale
Common Stock
2020-11-16$82.85/sh−664$55,012→ 40,151 total
Footnotes (5)
- [F1]Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F2]The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.
- [F3]Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
- [F4]Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.
- [F5]Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.