4//SEC Filing
Niemann Douglas Bartlett 4
Accession 0001127602-21-001081
CIK 0001527469other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 5:08 PM ET
Size
9.3 KB
Accession
0001127602-21-001081
Insider Transaction Report
Form 4
Niemann Douglas Bartlett
EVP and Chief Risk Officer
Transactions
- Exercise/Conversion
Class A Common Shares
2021-01-04+1,377→ 1,377 total - Tax Payment
Class A Common Shares
2021-01-04$43.14/sh−505$21,786→ 872 total - Exercise/Conversion
Restricted Stock Units
2021-01-04−1,377→ 2,756 total→ Class A Common Shares (1,377 underlying)
Footnotes (3)
- [F1]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 8,265 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
- [F2]This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.
- [F3]This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares.
Documents
Issuer
Athene Holding Ltd
CIK 0001527469
Entity typeother
Related Parties
1- filerCIK 0001836389
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 5:08 PM ET
- Size
- 9.3 KB