4//SEC Filing
KURLAND STANFORD L 4
Accession 0001127602-21-001225
CIK 0001745916other
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 6:53 PM ET
Size
29.6 KB
Accession
0001127602-21-001225
Insider Transaction Report
Form 4
KURLAND STANFORD L
DirectorExecutive Chairman
Transactions
- Sale
Common Stock
2021-01-05$61.28/sh−11,424$700,063→ 7,615,566 total(indirect: By LLC) - Sale
Common Stock
2021-01-06$58.28/sh−5,200$303,056→ 7,606,790 total(indirect: By LLC) - Sale
Common Stock
2021-01-06$59.10/sh−8,600$508,260→ 7,598,190 total(indirect: By LLC) - Sale
Common Stock
2021-01-07$58.34/sh−300$17,502→ 7,596,690 total(indirect: By LLC) - Sale
Common Stock
2021-01-05$61.96/sh−3,576$221,569→ 7,611,990 total(indirect: By LLC) - Sale
Common Stock
2021-01-06$59.92/sh−1,200$71,904→ 7,596,990 total(indirect: By LLC) - Sale
Common Stock
2021-01-07$59.17/sh−700$41,419→ 7,595,990 total(indirect: By LLC)
Holdings
- 7,279
Common Stock
- 115,544(indirect: By Trust)
Common Stock
- 107,656
Nonstatutory Stock Option (Right to Buy)
Exercise: $21.03From: 2014-06-13Exp: 2023-06-12→ Common Stock (107,656 underlying) - 191,098
Nonstatutory Stock Option (Right to Buy)
Exercise: $17.26From: 2015-02-26Exp: 2024-02-25→ Common Stock (191,098 underlying) - 161,529
Nonstatutory Stock Option (Right to Buy)
Exercise: $17.52From: 2016-03-03Exp: 2025-03-02→ Common Stock (161,529 underlying) - 188,086
Nonstatutory Stock Option (Right to Buy)
Exercise: $11.28From: 2017-03-07Exp: 2026-03-06→ Common Stock (188,086 underlying) - 102,459
Nonstatutory Stock Option (Right to Buy)
Exercise: $24.40From: 2019-03-09Exp: 2028-03-08→ Common Stock (102,459 underlying) - 107,849
Nonstatutory Stock Option (Right to Buy)
Exercise: $22.92From: 2020-03-15Exp: 2029-03-14→ Common Stock (107,849 underlying) - 138,504
Nonstatutory Stock Option (Right to Buy)
Exercise: $18.05From: 2018-03-06Exp: 2027-03-05→ Common Stock (138,504 underlying)
Footnotes (16)
- [F1]These shares of Common Stock were sold pursuant to a 10b5-1 plan.
- [F10]This nonstatutory stock option to purchase 107,656 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
- [F11]This nonstatutory stock option to purchase 191,098 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
- [F12]This nonstatutory stock option to purchase 161,529 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.
- [F13]This nonstatutory stock option to purchase 188,086 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
- [F14]This nonstatutory stock option to purchase 138,504 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
- [F15]This nonstatutory stock option to purchase 102,459 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
- [F16]This nonstatutory stock option to purchase 107,849 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
- [F2]The price reported is the weighted average price of multiple transactions ranging from $60.77 to $61.69. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F3]The price reported is the weighted average price of multiple transactions ranging from $61.80 to $62.47. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F4]The price reported is the weighted average price of multiple transactions ranging from $57.59 to $58.59. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F5]The price reported is the weighted average price of multiple transactions ranging from $58.72 to $59.635. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F6]The price reported is the weighted average price of multiple transactions ranging from $59.76 to $60.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F7]The price reported is the weighted average price of multiple transactions ranging from $57.84 to $58.74. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F8]The price reported is the weighted average price of multiple transactions ranging from $58.87 to $59.51. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F9]The reported amount consists of 7,279 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Documents
Issuer
PennyMac Financial Services, Inc.
CIK 0001745916
Entity typeother
Related Parties
1- filerCIK 0001181595
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 6:53 PM ET
- Size
- 29.6 KB