4//SEC Filing
Anderson Peter C. 4
Accession 0001127602-21-002230
CIK 0001125259other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 1:18 PM ET
Size
6.2 KB
Accession
0001127602-21-002230
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
Anderson Peter C.
Chief Ethics & Compliance
Transactions
- Award
Trust Shares (beneficial Interest In Special Voting Share)
2021-01-19+14,374→ 75,868 total
Footnotes (3)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares.
- [F3]The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001835123
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 1:18 PM ET
- Size
- 6.2 KB