4//SEC Filing
Grogin Jeffrey 4
Accession 0001127602-21-003542
CIK 0001745916other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 5:19 PM ET
Size
15.5 KB
Accession
0001127602-21-003542
Insider Transaction Report
Form 4
Grogin Jeffrey
Chief Enterprise Ops Officer
Transactions
- Exercise/Conversion
Common Stock
2021-02-01$24.40/sh+11,469$279,844→ 40,230 total - Exercise/Conversion
Nonstatutory Stock Option (Right to Buy)
2021-02-01−11,469→ 5,735 totalExercise: $24.40From: 2019-03-09Exp: 2028-03-08→ Common Stock (11,469 underlying) - Sale
Common Stock
2021-02-01$58.39/sh−11,469$669,729→ 28,761 total
Holdings
- 453,655(indirect: By Trust)
Common Stock
- 9,025(indirect: Grogin Giving Fund)
Common Stock
- 12,038
Nonstatutory Stock Option (Right to Buy)
Exercise: $22.92From: 2020-03-15Exp: 2029-03-14→ Common Stock (12,038 underlying) - 22,129(indirect: By Trust)
Common Stock
- 17,824
Nonstatutory Stock Option (Right to Buy)
Exercise: $35.03From: 2021-02-26Exp: 2030-02-25→ Common Stock (17,824 underlying) - 21,000(indirect: By Trust)
Common Stock
Footnotes (8)
- [F1]The transaction reported was effected pursuant to a 10b5-1 plan.
- [F2]The reported amount consists of 11,926 restricted stock units and 28,304 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F3]These shares of Common Stock were sold pursuant to a 10b5-1 plan.
- [F4]The price reported is the weighted average price of multiple transactions ranging from $57.82 to $58.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
- [F5]The reported amount consists of 11,926 restricted stock units and 16,835 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F6]This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date.
- [F7]This nonstatutory stock option to purchase 18,057 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
- [F8]This nonstatutory stock option to purchase 17,824 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.
Documents
Issuer
PennyMac Financial Services, Inc.
CIK 0001745916
Entity typeother
Related Parties
1- filerCIK 0001440697
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 5:19 PM ET
- Size
- 15.5 KB