4//SEC Filing
Calcaterra Chris M. 4
Accession 0001127602-21-003721
CIK 0001192448other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:44 PM ET
Size
14.9 KB
Accession
0001127602-21-003721
Insider Transaction Report
Form 4
GLAUKOS CorpGKOS
Calcaterra Chris M.
Chief Commercial Officer
Transactions
- Exercise/Conversion
Common Stock
2021-02-01$16.49/sh+60,417$996,276→ 224,223 total - Exercise/Conversion
Stock Options (Right to Buy)
2021-02-01−60,417→ 0 totalExercise: $16.49Exp: 2026-03-10→ Common Stock (60,417 underlying) - Sale
Common Stock
2021-02-01$86.65/sh−13,201$1,143,836→ 211,022 total - Sale
Common Stock
2021-02-01$89.44/sh−16,785$1,501,307→ 163,806 total - Sale
Common Stock
2021-02-01$87.79/sh−6,030$529,345→ 204,992 total - Sale
Common Stock
2021-02-01$88.74/sh−24,401$2,165,289→ 180,591 total
Footnotes (7)
- [F1]These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
- [F2]Includes 5,967 restricted stock units that have not yet vested or been delivered to the Reporting Person.
- [F3]This transaction was executed in multiple trades at prices ranging from $86.22 to $87.19. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $87.235 to $88.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $88.23 to $89.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was executed in multiple trades at prices ranging from $89.23 to $89.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F7]This option was granted on March 10, 2016, and has a four-year vesting schedule in which 25% vests on the first year anniversary date of the grant and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.
Documents
Issuer
GLAUKOS Corp
CIK 0001192448
Entity typeother
Related Parties
1- filerCIK 0001640771
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 4:44 PM ET
- Size
- 14.9 KB