4//SEC Filing
BATTAGLIA PAUL J. 4
Accession 0001127602-21-004250
CIK 0001005817other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 6:56 PM ET
Size
8.0 KB
Accession
0001127602-21-004250
Insider Transaction Report
Form 4
BATTAGLIA PAUL J.
Director
Transactions
- Exercise/Conversion
Phantom Stock
2021-02-04−1,664.989→ 9,989.936 total→ Common Stock (1,664.989 underlying) - Exercise/Conversion
Common Stock
2021-02-04+1,664.989→ 1,664.989 total
Holdings
- 4,657.691(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Includes change in beneficial ownership of 1664.989 shares from Indirect to Direct as a result of distribution pursuant to the Directors' Deferred Stock Retainer Agreement.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001491721
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 6:56 PM ET
- Size
- 8.0 KB