Johnson Patricia A 4
4 · TOMPKINS FINANCIAL CORP · Filed Feb 5, 2021
Insider Transaction Report
Form 4
Johnson Patricia A
Director
Transactions
- Exercise/Conversion
Common Stock Drip
2021-02-04+617.485→ 757.3 total - Exercise/Conversion
Phantom Stock
2021-02-04−617.485→ 2,469.94 total→ Common Stock (617.485 underlying)
Footnotes (2)
- [F1]Includes change in beneficial ownership of 617.485 shares from Indirect to Direct as a result of a distribution pursuant to the Directors' Deferred Stock Retainer Agreement.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.