4//SEC Filing
YUNKER CRAIG 4
Accession 0001127602-21-004254
CIK 0001005817other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 7:11 PM ET
Size
7.3 KB
Accession
0001127602-21-004254
Insider Transaction Report
Form 4
YUNKER CRAIG
Director
Transactions
- Exercise/Conversion
Phantom Stock
2021-02-04−1,939.032→ 1,939.032 total→ Common Stock (1,939.032 underlying) - Exercise/Conversion
Common Stock
2021-02-04+1,939.032→ 27,921.931 total
Footnotes (2)
- [F1]Includes change in beneficial ownership of 1,939.032 shares from Indirect to Direct as a result of a distribution pursuant to the Directors' Deferred Stock Retainer Agreement.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001104704
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 7:11 PM ET
- Size
- 7.3 KB