PEREZ ARNALDO 4
4 · CARNIVAL CORP · Filed Feb 17, 2021
Insider Transaction Report
Form 4
PEREZ ARNALDO
SVP, Gen Counsel & Secretary
Transactions
- Award
Common Stock
2021-02-12+2,760→ 82,295.344 total - Sale
Common Stock
2021-02-12$20.24/sh−2,760$55,859→ 79,535.344 total
Holdings
- 34,832(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2018 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.
- [F2]The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2018-2020 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.
- [F3]This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.