4//SEC Filing
PEREZ ARNALDO 4
Accession 0001127602-21-006099
CIK 0001125259other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 1:04 PM ET
Size
9.1 KB
Accession
0001127602-21-006099
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
PEREZ ARNALDO
SVP, Gen Counsel & Secretary
Transactions
- Award
Trust Shares (beneficial Interest In Special Voting Share)
2021-02-12+2,760→ 82,295.344 total - Sale
Trust Shares (beneficial Interest In Special Voting Share)
2021-02-12$20.24/sh−2,760$55,859→ 79,535.344 total
Holdings
- 34,832(indirect: By Trust)
Trust Shares (beneficial Interest In Special Voting Share)
Footnotes (4)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2018 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.
- [F3]The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2018-2020 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.
- [F4]This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001248899
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 1:04 PM ET
- Size
- 9.1 KB