4//SEC Filing
Thamm Michael Olaf 4
Accession 0001127602-21-006100
CIK 0001125259other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 1:09 PM ET
Size
7.3 KB
Accession
0001127602-21-006100
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
Thamm Michael Olaf
CEO - Costa Crociere
Transactions
- Sale
Ordinary Shares
2021-02-12$17.27/sh−27,376$472,682→ 297,546.207 total - Award
Ordinary Shares
2021-02-12+8,106→ 324,922.207 total
Footnotes (3)
- [F1]Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2018 pursuant to the Carnival plc 2014 Employee Share Plan. Each PBS RSU represents one share of Carnival plc ordinary shares.
- [F2]The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2018-2020 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.
- [F3]This transaction was executed in multiple trades at prices ranging from $17.1849 to $17.3093. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was conducted in British Pounds. The average sale price of GBP12.4889 was converted into US$ at the February 12, 2021 conversion rate of GBP1 = USD1.38253.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001553147
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 1:09 PM ET
- Size
- 7.3 KB