Home/Filings/4/0001127602-21-007063
4//SEC Filing

Port Larry 4

Accession 0001127602-21-007063

CIK 0001535929other

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 4:49 PM ET

Size

13.3 KB

Accession

0001127602-21-007063

Insider Transaction Report

Form 4
Period: 2021-02-18
Port Larry
See Remarks
Transactions
  • Exercise/Conversion

    Common Stock

    2021-02-18+27418,387 total
  • Tax Payment

    Common Stock

    2021-02-18$56.59/sh274$15,50618,113 total
  • Award

    Restricted Stock Units

    2021-02-18+5,72510,985 total
    Common Stock (5,725 underlying)
  • Award

    Performance Stock Unit

    2021-02-18+7,43516,348 total
    Common Stock (7,435 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-02-1827410,711 total
    Common Stock (274 underlying)
Footnotes (6)
  • [F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
  • [F2]FICA tax withholding on the grant of restricted stock units.
  • [F3]Each stock unit represents a conditional right to receive one share of the company's common stock.
  • [F4]The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above.
  • [F5]1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/2 on February 18, 2024.
  • [F6]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Issuer

Voya Financial, Inc.

CIK 0001535929

Entity typeother

Related Parties

1
  • filerCIK 0001399491

Filing Metadata

Form type
4
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 4:49 PM ET
Size
13.3 KB