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4//SEC Filing

Pimenta Gustavo 4

Accession 0001127602-21-007438

CIK 0000874761other

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 8:10 PM ET

Size

10.1 KB

Accession

0001127602-21-007438

Insider Transaction Report

Form 4
Period: 2021-02-19
Pimenta Gustavo
EVP and CFO
Transactions
  • Award

    Common Stock

    2021-02-19+9,06065,228 total
  • Tax Payment

    Common Stock

    2021-02-19$28.31/sh11,085$313,81680,036 total
  • Award

    Common Stock

    2021-02-19+25,89391,121 total
  • Tax Payment

    Common Stock

    2021-02-19$28.31/sh1,783$50,47778,253 total
Footnotes (4)
  • [F1]This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock.
  • [F2]This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock.
  • [F3]Reflects tax withholding in connection with the settlement of PSUs granted in February 2018.
  • [F4]Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 21, 2020.

Issuer

AES CORP

CIK 0000874761

Entity typeother

Related Parties

1
  • filerCIK 0001764320

Filing Metadata

Form type
4
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 8:10 PM ET
Size
10.1 KB