FLYNN PHILIP B 4

4 · ASSOCIATED BANC-CORP · Filed Feb 24, 2021

Form 4

Period: 2021-02-22

DirectorPresident & CEO

Transactions

Exercise/Conversion
Common Stock $0.01 Par Value
2021-02-23$14.02/sh+87,646$1,228,797→ 366,800 total
Sale
Common Stock $0.01 Par Value
2021-02-23$20.09/sh−87,646$1,760,808→ 279,154 total
Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2021-02-23−87,646→ 0 total
Exercise: $14.02Exp: 2023-01-22→ Common Stock $0.01 Par Value (87,646 underlying)
Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2021-02-22−52,101→ 87,646 total
Exercise: $14.02Exp: 2023-01-22→ Common Stock $0.01 Par Value (52,101 underlying)
Exercise/Conversion
Common Stock $0.01 Par Value
2021-02-22$14.02/sh+52,101$730,456→ 331,255 total
Sale
Common Stock $0.01 Par Value
2021-02-22$20.04/sh−52,101$1,044,104→ 279,154 total

Holdings

Footnotes (3)

[F1]The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.06, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
[F2]The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.29, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
[F3]Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Documents

1 file