Home/Filings/4/0001127602-21-007738
4//SEC Filing

Niemann Douglas Bartlett 4

Accession 0001127602-21-007738

CIK 0001527469other

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 6:40 PM ET

Size

10.0 KB

Accession

0001127602-21-007738

Insider Transaction Report

Form 4
Period: 2021-02-22
Niemann Douglas Bartlett
EVP and Chief Risk Officer
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2021-02-22+15,25915,259 total
    Exercise: $46.64Exp: 2031-02-22Class A Common Shares (15,259 underlying)
  • Award

    Restricted Stock Units

    2021-02-22+3,4853,485 total
    Class A Common Shares (3,485 underlying)
Holdings
  • Restricted Stock Units

    Class A Common Shares (2,756 underlying)
    2,756
Footnotes (3)
  • [F1]This option vests ratably on each of the first three anniversaries of the January 1, 2021 vesting start date.
  • [F2]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2021 vesting start date. An additional 6,969 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2021 to December 31, 2023. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
  • [F3]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 8,265 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

Issuer

Athene Holding Ltd

CIK 0001527469

Entity typeother

Related Parties

1
  • filerCIK 0001836389

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 6:40 PM ET
Size
10.0 KB