Niemann Douglas Bartlett 4
4 · Athene Holding Ltd · Filed Feb 24, 2021
Insider Transaction Report
Form 4
Niemann Douglas Bartlett
EVP and Chief Risk Officer
Transactions
- Award
Employee Stock Option (Right to Buy)
2021-02-22+15,259→ 15,259 totalExercise: $46.64Exp: 2031-02-22→ Class A Common Shares (15,259 underlying) - Award
Restricted Stock Units
2021-02-22+3,485→ 3,485 total→ Class A Common Shares (3,485 underlying)
Holdings
- 2,756
Restricted Stock Units
→ Class A Common Shares (2,756 underlying)
Footnotes (3)
- [F1]This option vests ratably on each of the first three anniversaries of the January 1, 2021 vesting start date.
- [F2]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2021 vesting start date. An additional 6,969 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2021 to December 31, 2023. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
- [F3]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 8,265 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.