4//SEC Filing
Johnson Sarah A 4
Accession 0001127602-21-008497
CIK 0001517302other
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 6:17 PM ET
Size
10.3 KB
Accession
0001127602-21-008497
Insider Transaction Report
Form 4
Johnson Sarah A
Exec VP, CLO & Secretary
Transactions
- Award
Class A Common Stock, par value $0.01 per share
2021-03-01+9,404→ 55,404 total - Disposition to Issuer
Class B Common Stock, par value $0.01 per share
2021-03-01−20,000→ 74,464 total - Disposition to Issuer
Class B Common Units of Artisan Partners Holdings LP
2021-03-01$48.69/sh−20,000$973,800→ 74,464 total→ Class A Common Stock, par value $0.01 per share (20,000 underlying)
Footnotes (4)
- [F1]On March 1, 2021, Ms. Johnson was awarded 9,404 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.
- [F2]In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.
- [F3]On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.
- [F4]Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.
Documents
Issuer
Artisan Partners Asset Management Inc.
CIK 0001517302
Entity typeother
Related Parties
1- filerCIK 0001588263
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 6:17 PM ET
- Size
- 10.3 KB