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4//SEC Filing

GRUBER SCOTT L 4

Accession 0001127602-21-010658

CIK 0001005817other

View on SEC.gov Company Profile

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 7:36 PM ET

Size

25.1 KB

Accession

0001127602-21-010658

Insider Transaction Report

Form 4

Period: 2021-03-12

TOMPKINS FINANCIAL CORPTMP

EVP, Pres. & COO, VIST Bank

Transactions

Exercise/Conversion
Common Stock
2021-03-12$40.60/sh+459$18,635→ 13,928.182 total
Tax Payment
Common Stock
2021-03-12$92.36/sh−306$28,262→ 13,622.182 total
Tax Payment
Common Stock
2021-03-12$92.36/sh−426$39,345→ 13,786.182 total
Exercise/Conversion
Common Stock
2021-03-12$49.22/sh+590$29,040→ 14,212.182 total
Exercise/Conversion
Common Stock
2021-03-12$56.29/sh+380$21,390→ 14,166.182 total
Tax Payment
Common Stock
2021-03-12$92.36/sh−292$26,969→ 13,874.182 total
Exercise/Conversion
Common Stock
2021-03-12$76.90/sh+201$15,457→ 14,075.182 total
Tax Payment
Common Stock
2021-03-12$92.36/sh−181$16,717→ 13,894.182 total
Exercise/Conversion
Stock Appreciation Rights (SAR)
2021-03-12−459→ 0 total
Exercise: $40.60Exp: 2023-05-03→ Common Stock (459 underlying)
Exercise/Conversion
Stock Appreciation Rights (SAR)
2021-03-12−590→ 522 total
Exercise: $49.22Exp: 2024-11-21→ Common Stock (590 underlying)
Exercise/Conversion
Stock Appreciation Rights (SAR)
2021-03-12−380→ 716 total
Exercise: $56.29Exp: 2025-11-04→ Common Stock (380 underlying)
Exercise/Conversion
Stock Appreciation Rights (SAR)
2021-03-12−201→ 200 total
Exercise: $76.90Exp: 2026-11-09→ Common Stock (201 underlying)

Holdings

Common Stock
(indirect: By 401(k))
1,014.221
Common Stock
(indirect: By 401(k))
4,239.834

Footnotes (3)

[F1]Shares withheld for option cost and taxes.
[F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
[F3]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother

Related Parties

1

filerCIK 0001481104

Filing Metadata

Form type: 4
Filed: Mar 14, 8:00 PM ET
Accepted: Mar 15, 7:36 PM ET
Size: 25.1 KB

View on SEC.gov