SPAIN MICHAEL H 4
4 · TOMPKINS FINANCIAL CORP · Filed Apr 9, 2021
Insider Transaction Report
Form 4
SPAIN MICHAEL H
Director
Transactions
- Other
Common Stock
2019-11-12−22→ 42,049 total(indirect: By Trust) - Award
Phantom Stock
2021-04-07$80.83/sh+92.788$7,500→ 8,472.234 total→ Common Stock (92.788 underlying)
Holdings
- 133,513
Common Stock
Footnotes (2)
- [F1]Reflects a disposition on November 12, 2019 of 22 shares held in trust by the reporting person for Christina Bass Spain. Without the reporting person's knowledge, the disposition was executed by the designated account manager for account administration purposes.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.