Lau Timothy J 4/A
4/A · ASSOCIATED BANC-CORP · Filed Jun 3, 2021
Insider Transaction Report
Form 4/AAmended
Lau Timothy J
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock $0.01 Par Value
2021-06-01$17.67/sh+6,139$108,476→ 64,770.355 total - Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2021-06-01−3,612→ 0 totalExercise: $17.24Exp: 2025-02-02→ Common Stock $0.01 Par Value (3,612 underlying) - Sale
Common Stock $0.01 Par Value
2021-06-01$23.18/sh−9,751$226,054→ 55,019.355 total - Exercise/Conversion
Common Stock $0.01 Par Value
2021-06-01$17.24/sh+3,612$62,271→ 58,631.355 total - Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2021-06-01−6,139→ 0 totalExercise: $17.67Exp: 2024-03-17→ Common Stock $0.01 Par Value (6,139 underlying)
Holdings
- 1,570.55(indirect: By 401(k))
Common Stock $0.01 Par Value
Footnotes (4)
- [F1]The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.180 to $23.185, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
- [F2]The weighted average price was inadvertently left out on the original Form 4 filing on 6/2/2021.
- [F3]Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
- [F4]Option vests in four equal annual installments beginning on February 8, 2016.