Home/Filings/4/A/0001127602-21-018883
4/A//SEC Filing

Lau Timothy J 4/A

Accession 0001127602-21-018883

CIK 0000007789other

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 12:49 PM ET

Size

13.2 KB

Accession

0001127602-21-018883

Insider Transaction Report

Form 4/AAmended
Period: 2021-06-01
Lau Timothy J
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock $0.01 Par Value

    2021-06-01$17.67/sh+6,139$108,47664,770.355 total
  • Exercise/Conversion

    Non-qualified Stock Option (Right to Buy)

    2021-06-013,6120 total
    Exercise: $17.24Exp: 2025-02-02Common Stock $0.01 Par Value (3,612 underlying)
  • Sale

    Common Stock $0.01 Par Value

    2021-06-01$23.18/sh9,751$226,05455,019.355 total
  • Exercise/Conversion

    Common Stock $0.01 Par Value

    2021-06-01$17.24/sh+3,612$62,27158,631.355 total
  • Exercise/Conversion

    Non-qualified Stock Option (Right to Buy)

    2021-06-016,1390 total
    Exercise: $17.67Exp: 2024-03-17Common Stock $0.01 Par Value (6,139 underlying)
Holdings
  • Common Stock $0.01 Par Value

    (indirect: By 401(k))
    1,570.55
Footnotes (4)
  • [F1]The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.180 to $23.185, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
  • [F2]The weighted average price was inadvertently left out on the original Form 4 filing on 6/2/2021.
  • [F3]Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
  • [F4]Option vests in four equal annual installments beginning on February 8, 2016.

Issuer

ASSOCIATED BANC-CORP

CIK 0000007789

Entity typeother

Related Parties

1
  • filerCIK 0001507137

Filing Metadata

Form type
4/A
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 12:49 PM ET
Size
13.2 KB