MINELLA LYNN C 4
4 · Johnson Controls International plc · Filed Jun 8, 2021
Insider Transaction Report
Form 4
MINELLA LYNN C
Vice President, CHRO
Transactions
- Exercise/Conversion
Ordinary Shares
2021-06-07$37.36/sh+46,099$1,722,259→ 123,107.61 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-06-07−46,099→ 0 totalExercise: $37.36From: 2019-12-07Exp: 2027-12-07→ Ordinary Shares (46,099 underlying) - Sale
Ordinary Shares
2021-06-07$66.44/sh−75,125$4,991,305→ 77,208.61 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-06-07−29,226→ 29,227 totalExercise: $33.39From: 2020-12-06Exp: 2028-12-06→ Ordinary Shares (29,226 underlying) - Sale
Ordinary Shares
2021-06-07$67.04/sh−200$13,408→ 77,008.61 total - Exercise/Conversion
Ordinary Shares
2021-06-07$33.39/sh+29,226$975,856→ 152,333.61 total
Footnotes (3)
- [F1]Transaction effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.00 to $66.99 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
- [F3]Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant.