Sutton Marina Park 4

4 · HERITAGE COMMERCE CORP · Filed Jun 17, 2021

Insider Transaction Report

Form 4

Period: 2021-06-15

HERITAGE COMMERCE CORPHTBK

Sutton Marina Park

Director

Transactions

Exercise/Conversion
Common Stock, No Par Value
2021-06-15$2.86/sh+2,470$7,064→ 35,815 total(indirect: By Trust)
Exercise/Conversion
Employee Stock Option (right to buy)
2021-06-15−2,470→ 0 total
Exercise: $2.86From: 2019-10-11Exp: 2021-07-12→ Heritage Commerce Corp - Common Stock (2,470 underlying)
Exercise/Conversion
Common Stock, No Par Value
2021-06-15$2.76/sh+2,470$6,817→ 38,285 total(indirect: By Trust)
Exercise/Conversion
Employee Stock Option (right to buy)
2021-06-15−2,470→ 0 total
Exercise: $2.76From: 2019-10-11Exp: 2021-12-31→ Heritage Commerce Corp - Common Stock (2,470 underlying)

Holdings

Employee Stock Option (right to buy)
Exercise: $4.85From: 2019-10-11Exp: 2024-12-31→ Heritage Commerce Corp - Common Stock (2,470 underlying)
2,470
Employee Stock Option (right to buy)
Exercise: $5.50From: 2019-10-11Exp: 2026-05-17→ Heritage Commerce Corp - Common Stock (2,470 underlying)
2,470
Employee Stock Option (right to buy)
Exercise: $7.12From: 2019-10-11Exp: 2027-05-16→ Heritage Commerce Corp - Common Stock (2,470 underlying)
2,470
Employee Stock Option (right to buy)
Exercise: $10.77From: 2019-10-11Exp: 2028-05-08→ Heritage Commerce Corp - Common Stock (2,470 underlying)
2,470
Common Stock, No Par Value
42,952
Employee Stock Option (right to buy)
Exercise: $3.14From: 2019-10-11Exp: 2022-05-15→ Heritage Commerce Corp - Common Stock (2,470 underlying)
2,470
Employee Stock Option (right to buy)
Exercise: $3.01From: 2019-10-11Exp: 2022-12-31→ Heritage Commerce Corp - Common Stock (2,470 underlying)
2,470
Employee Stock Option (right to buy)
Exercise: $3.77From: 2019-10-11Exp: 2023-12-31→ Heritage Commerce Corp - Common Stock (2,470 underlying)
2,470
Employee Stock Option (right to buy)
Exercise: $10.31From: 2019-10-11Exp: 2029-05-08→ Heritage Commerce Corp - Common Stock (2,470 underlying)
2,470
Employee Stock Option (right to buy)
Exercise: $3.41From: 2019-10-11Exp: 2023-05-14→ Heritage Commerce Corp - Common Stock (2,470 underlying)
2,470
Employee Stock Option (right to buy)
Exercise: $4.55From: 2019-10-11Exp: 2024-05-20→ Heritage Commerce Corp - Common Stock (2,470 underlying)
2,470
Employee Stock Option (right to buy)
Exercise: $4.92From: 2019-10-11Exp: 2025-05-19→ Heritage Commerce Corp - Common Stock (2,470 underlying)
2,470

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT