Home/Filings/4/0001127602-21-023106
4//SEC Filing

Surface Carol A 4

Accession 0001127602-21-023106

CIK 0001613103other

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 6:25 PM ET

Size

14.5 KB

Accession

0001127602-21-023106

Insider Transaction Report

Form 4
Period: 2021-08-02
Surface Carol A
SVP, Chief HR Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    2021-08-02+31,24531,245 total
    Exercise: $131.26From: 2022-08-02Exp: 2031-08-02Ordinary Shares (31,245 underlying)
  • Award

    Performance Share Units

    2021-08-02+9,1439,143 total
    Performance Share Units (9,143 underlying)
  • Tax Payment

    Ordinary Shares

    2021-08-02$131.31/sh3,997$524,84630,670 total
  • Award

    Ordinary Shares

    2021-08-02+3,65734,327 total
  • Award

    Stock Option (Right to Buy)

    2021-08-02+1,0851,085 total
    Exercise: $131.26From: 2022-08-02Exp: 2031-08-02Ordinary Shares (1,085 underlying)
Holdings
  • Ordinary Shares

    (indirect: NQ Ret Plan Sup)
    567
Footnotes (7)
  • [F1]This balance increased by 517 shares due to exempt transactions such as dividend reinvestment and employee stock purchase plan.
  • [F2]The restrictions on the award shall lapse 100% on the third anniversary of the Grant Date.
  • [F3]Between December 28, 2020 and June 30, 2021, the reporting person acquired 8 shares of MDT common stock under the Medtronic NQ Retirement Plan. The information in this report is based on a statement dated as of June 30, 2021.
  • [F4]These options become exercisable at the rate of 25% of the shares granted per year beginning on the first anniversary of grant.
  • [F5]Each performance share unit represents a contingent right to receive one share of Medtronic common stock.
  • [F6]The number of shares to be issued in connection with the performance share units ("PSUs") will vary depending on the level of certain performance metrics achieved over a three (3) year performance period. If target performance metrics are achieved, 9,143 shares will be issued. The actual number of shares to be issued could range from a low of 1,829 at minimum performance to a high of 18,286 shares at maximum performance. If minimum performance metrics are not met, such PSUs may vest at 0 shares.
  • [F7]Vests on August 2, 2024.

Issuer

Medtronic plc

CIK 0001613103

Entity typeother

Related Parties

1
  • filerCIK 0001485966

Filing Metadata

Form type
4
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 6:25 PM ET
Size
14.5 KB