Clappin James P 4

4 · CORNING INC /NY · Filed Sep 3, 2021

Form 4

Period: 2021-09-01

President, Corning Glass Tech.

Transactions

Exercise/Conversion
Common Stock
2021-09-02$19.65/sh+6,640$130,476→ 152,133.24 total
Exercise/Conversion
Stock Options (Right to Buy)
2021-09-02−21,302→ 0 total
Exercise: $27.00From: 2020-03-31Exp: 2027-03-31→ Common Stock (21,302 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2021-09-02−6,640→ 0 total
Exercise: $19.65Exp: 2030-05-15→ Common Stock (6,640 underlying)
Exercise/Conversion
Common Stock
2021-09-02$27.00/sh+21,302$575,154→ 106,366.24 total
Exercise/Conversion
Common Stock
2021-09-02$27.03/sh+39,127$1,057,603→ 145,493.24 total
Exercise/Conversion
Stock Options (Right to Buy)
2021-09-01−13,702→ 21,302 total
Exercise: $27.00From: 2020-03-31Exp: 2027-03-31→ Common Stock (13,702 underlying)
Sale
Common Stock
2021-09-02$39.51/sh−67,069$2,650,077→ 85,064.24 total
Exercise/Conversion
Stock Options (Right to Buy)
2021-09-02−39,127→ 0 total
Exercise: $27.03From: 2021-04-02Exp: 2028-04-02→ Common Stock (39,127 underlying)
Exercise/Conversion
Common Stock
2021-09-01$27.00/sh+13,702$369,954→ 98,766.24 total
Sale
Common Stock
2021-09-01$39.88/sh−13,702$546,414→ 85,064.24 total

Holdings

Footnotes (3)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.75 to $39.98, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.55, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
[F3]On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date.

Documents

1 file