GRUBER SCOTT L 4
4 · TOMPKINS FINANCIAL CORP · Filed Nov 10, 2021
Insider Transaction Report
Form 4
GRUBER SCOTT L
EVP, Pres. & COO, VIST Bank
Transactions
- Exercise/Conversion
Common Stock
2021-11-09$56.29/sh+380$21,390→ 13,864.182 total - Tax Payment
Common Stock
2021-11-08$84.98/sh−307$26,089→ 13,484.182 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2021-11-09−380→ 336 totalExercise: $56.29Exp: 2025-11-04→ Common Stock (380 underlying)
Footnotes (2)
- [F1]Shares withheld for option cost and taxes.
- [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.