Nicholls Matthew 4
4 · FRANKLIN RESOURCES INC · Filed Nov 10, 2021
Insider Transaction Report
Form 4
Nicholls Matthew
Co-President, CFO & COO
Transactions
- Award
Common Stock, par value $.10
2021-11-08$35.74/sh+72,398$2,587,505→ 192,745 total - Award
Common Stock, par value $.10
2021-11-08+6,210→ 198,955 total
Footnotes (3)
- [F1]On November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 145,462 shares represent unvested restricted stock and stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1).