4//SEC Filing
Nicholls Matthew 4
Accession 0001127602-21-028795
CIK 0000038777other
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 3:54 PM ET
Size
6.6 KB
Accession
0001127602-21-028795
Insider Transaction Report
Form 4
Nicholls Matthew
Co-President, CFO & COO
Transactions
- Award
Common Stock, par value $.10
2021-11-08$35.74/sh+72,398$2,587,505→ 192,745 total - Award
Common Stock, par value $.10
2021-11-08+6,210→ 198,955 total
Footnotes (3)
- [F1]On November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 145,462 shares represent unvested restricted stock and stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1).
Documents
Issuer
FRANKLIN RESOURCES INC
CIK 0000038777
Entity typeother
Related Parties
1- filerCIK 0001773856
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 3:54 PM ET
- Size
- 6.6 KB