Plafker Jed A. 4
4 · FRANKLIN RESOURCES INC · Filed Nov 10, 2021
Insider Transaction Report
Form 4
Plafker Jed A.
Reg. S-K Executive Officer
Transactions
- Award
Common Stock, par value $.10
2021-11-08+15,707→ 151,096.786 total - Award
Common Stock, par value $.10
2021-11-08$35.74/sh+23,783$850,004→ 135,389.786 total
Holdings
- 579.126(indirect: By 401(k))
Common Stock, par value $.10
Footnotes (4)
- [F1]On November 1, 2019 and November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 67,999 shares represent unvested restricted stock and stock unit awards (which excludes the restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1).
- [F4]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 31, 2021.