Home/Filings/4/0001127602-21-028861
4//SEC Filing

Heitel Stephen G. 4

Accession 0001127602-21-028861

CIK 0001053352other

Filed

Nov 9, 7:00 PM ET

Accepted

Nov 10, 8:29 PM ET

Size

7.9 KB

Accession

0001127602-21-028861

Insider Transaction Report

Form 4
Period: 2021-11-08
Transactions
  • Sale

    Common Stock, No Par Value

    2021-11-08$12.15/sh27,350$332,30848,308 total(indirect: By IRA)
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $3.98From: 2019-10-11Exp: 2024-01-30Heritage Commerce Corp - Common Stock (61,750 underlying)
    61,750
  • Employee Stock Option (right to buy)

    Exercise: $4.92From: 2019-10-11Exp: 2025-01-29Heritage Commerce Corp - Common Stock (61,749 underlying)
    61,749
  • Common Stock, No Par Value

    98,187
Footnotes (1)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.1500 to $12.1610, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Issuer

HERITAGE COMMERCE CORP

CIK 0001053352

Entity typeother

Related Parties

1
  • filerCIK 0001788876

Filing Metadata

Form type
4
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 8:29 PM ET
Size
7.9 KB