4//SEC Filing
Silitch Nicholas C 4
Accession 0001127602-21-028934
CIK 0001137774other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 2:49 PM ET
Size
10.0 KB
Accession
0001127602-21-028934
Insider Transaction Report
Form 4
Silitch Nicholas C
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2021-11-10$63.59/sh+21,872$1,390,840→ 33,178 total - Sale
Common Stock
2021-11-10$109.75/sh−21,872$2,400,452→ 11,306 total - Exercise/Conversion
2016 Employee Stock Option (Right to Buy)
2021-11-10−21,872→ 0 totalExercise: $63.59Exp: 2026-02-09→ Common Stock (21,872 underlying)
Holdings
- 445(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.49 to $110.04 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- [F2]Following the transactions reported on this Form 4, Mr. Silitch continues to hold 11,306 shares directly and 445 shares indirectly in a 401(k) account. Mr. Silitch also holds an additional 41,211 vested stock options, 14,817 unvested stock options, 9,948 restricted stock units, and 57,206 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- [F3]Amount reported has been adjusted to include 12 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2020 and September 30, 2021 based on a plan statement dated September 30, 2021. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
- [F4]The options vested in three equal annual installments beginning on February 9, 2017.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeother
Related Parties
1- filerCIK 0001552178
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 2:49 PM ET
- Size
- 10.0 KB