4//SEC Filing
GRUBER SCOTT L 4
Accession 0001127602-21-028950
CIK 0001005817other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 3:50 PM ET
Size
14.7 KB
Accession
0001127602-21-028950
Insider Transaction Report
Form 4
GRUBER SCOTT L
EVP, Pres. & COO, VIST Bank
Transactions
- Tax Payment
Common Stock
2021-11-09$83.97/sh−129$10,832→ 13,735.182 total - Tax Payment
Common Stock
2021-11-09$83.97/sh−140$11,756→ 13,595.182 total - Tax Payment
Common Stock
2021-11-09$83.97/sh−153$12,847→ 13,442.182 total - Award
Common Stock
2021-11-09$83.97/sh+1,360$114,199→ 14,802.182 total - Exercise/Conversion
Common Stock
2021-11-09$76.90/sh+200$15,380→ 15,002.182 total - Tax Payment
Common Stock
2021-11-09$83.97/sh−191$16,038→ 14,811.182 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2021-11-09−200→ 0 totalExercise: $76.90Exp: 2026-11-09→ Common Stock (200 underlying)
Footnotes (4)
- [F1]Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
- [F2]Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
- [F3]Shares withheld for option cost and taxes.
- [F4]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001481104
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 3:50 PM ET
- Size
- 14.7 KB