Sleyster Scott 4
4 · PRUDENTIAL FINANCIAL INC · Filed Feb 11, 2022
Insider Transaction Report
Form 4
Sleyster Scott
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2022-02-09$84.53/sh+8,659$731,945→ 81,084.12 total - Sale
Common Stock
2022-02-09$121.07/sh−8,039$973,282→ 73,045.12 total - Exercise/Conversion
Common Stock
2022-02-09$57.00/sh+23,983$1,367,031→ 97,028.12 total - Sale
Common Stock
2022-02-09$121.18/sh−20,912$2,534,116→ 76,116.12 total - Discretionary Transaction
Common Stock
2022-02-09$121.19/sh−6,228$754,771→ 2,092 total(indirect: By 401(k)) - Exercise/Conversion
2014 Employee Stock Option (Right to Buy)
2022-02-09−8,659→ 0 totalExercise: $84.53Exp: 2024-02-11→ Common Stock (8,659 underlying) - Exercise/Conversion
2013 Employee Stock Option (Right to Buy)
2022-02-09−23,983→ 0 totalExercise: $57.00Exp: 2023-02-12→ Common Stock (23,983 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.06 to $121.09, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.15 to $121.26 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 76,116 shares directly and 2,092 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 16,573 deferred compensations shares, 130,829 vested stock options, 26,970 unvested stock options, 22,576 restricted stock units, and 91,508 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- [F4]The options vest in three equal annual installments beginning on February 11, 2015.
- [F5]The options vest in three equal annual installments beginning on February 12, 2014.