Home/Filings/4/0001127602-22-012858
4//SEC Filing

SAGAN PAUL 4

Accession 0001127602-22-012858

CIK 0001682852other

Filed

May 1, 8:00 PM ET

Accepted

May 2, 4:42 PM ET

Size

11.8 KB

Accession

0001127602-22-012858

Insider Transaction Report

Form 4
Period: 2022-04-28
SAGAN PAUL
Director
Transactions
  • Award

    Stock Option (Right to Buy)

    2022-04-28+5,4155,415 total
    Exercise: $142.52Common Stock (5,415 underlying)
  • Exercise/Conversion

    Common Stock

    2022-04-28+703703 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-04-287030 total
    Exercise: $0.00Common Stock (703 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    76,452
  • Common Stock

    (indirect: By Trust)
    370,407
  • Common Stock

    (indirect: By LLC)
    14,951
Footnotes (4)
  • [F1]Restricted stock units convert into common stock on a one-for-one basis.
  • [F2]Erwin Park LLC is an investment vehicle owned by the Reporting Person's children. The Chatham Trust is an irrevocable family trust for which the Reporting Person serves as a trustee. The Paul Sagan Revocable Trust is a revocable trust for which the Reporting Person serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  • [F3]The shares subject to this restricted stock unit award vested in full on April 28, 2022.
  • [F4]This option will become fully vested and exercisable on the earlier of April 28, 2023, or Moderna's next Annual Meeting of Stockholders, subject to the recipient's continued service.

Issuer

Moderna, Inc.

CIK 0001682852

Entity typeother

Related Parties

1
  • filerCIK 0001035440

Filing Metadata

Form type
4
Filed
May 1, 8:00 PM ET
Accepted
May 2, 4:42 PM ET
Size
11.8 KB