Home/Filings/4/0001127602-22-025041
4//SEC Filing

Nicholls Matthew 4

Accession 0001127602-22-025041

CIK 0000038777other

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 5:13 PM ET

Size

6.5 KB

Accession

0001127602-22-025041

Insider Transaction Report

Form 4
Period: 2022-11-03
Nicholls Matthew
Co-President, CFO & COO
Transactions
  • Award

    Common Stock, par value $.10

    2022-11-03$22.42/sh+121,544$2,725,016282,829 total
  • Award

    Common Stock, par value $.10

    2022-11-03+17,869300,698 total
Footnotes (3)
  • [F1]On November 8, 2021 and November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2022, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2022 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2022.
  • [F2]Not applicable.
  • [F3]Of the amount of securities beneficially owned, 22,355 shares represent unvested restricted stock awards and 170,727 represent unvested restricted stock unit awards.

Issuer

FRANKLIN RESOURCES INC

CIK 0000038777

Entity typeother

Related Parties

1
  • filerCIK 0001773856

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 5:13 PM ET
Size
6.5 KB