4//SEC Filing
ROMAINE STEPHEN S 4
Accession 0001127602-22-025879
CIK 0001005817other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 9:40 AM ET
Size
20.0 KB
Accession
0001127602-22-025879
Insider Transaction Report
Form 4
ROMAINE STEPHEN S
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Stock Appreciation Rights (SAR)
2022-11-15−4,835→ 0 totalExercise: $56.29Exp: 2025-11-04→ Common Stock (4,835 underlying) - Exercise/Conversion
Common Stock
2022-11-15$40.60/sh+6,270$254,562→ 67,364.697 total - Exercise/Conversion
Common Stock
2022-11-15$49.22/sh+7,530$370,627→ 70,150.697 total - Tax Payment
Common Stock
2022-11-15$84.49/sh−6,057$511,756→ 64,093.697 total - Tax Payment
Common Stock
2022-11-15$84.49/sh−4,744$400,821→ 62,620.697 total - Tax Payment
Common Stock
2022-11-15$84.49/sh−4,079$344,635→ 64,849.697 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2022-11-15−7,530→ 0 totalExercise: $49.22Exp: 2024-11-21→ Common Stock (7,530 underlying) - Exercise/Conversion
Common Stock
2022-11-15$56.29/sh+4,835$272,162→ 68,928.697 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2022-11-15−6,270→ 0 totalExercise: $40.60Exp: 2023-05-03→ Common Stock (6,270 underlying)
Holdings
- 9,962.272(indirect: By 401(k))
Common Stock
- 5,055.334(indirect: by ESOP)
Common Stock
Footnotes (3)
- [F1]Shares withheld for option cost and taxes.
- [F2]Shares withheld for option cost and taxes.
- [F3]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001201525
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 9:40 AM ET
- Size
- 20.0 KB