TOMPKINS FINANCIAL CORP·4

Nov 17, 9:50 AM ET

BOYCE DAVID S 4

4 · TOMPKINS FINANCIAL CORP · Filed Nov 17, 2022

Insider Transaction Report

Form 4
Period: 2022-11-15
BOYCE DAVID S
EVP, Pres. & CEO Tompkins Ins.
Transactions
  • Tax Payment

    Common Stock

    2022-11-15$84.49/sh412$34,81024,122 total
  • Exercise/Conversion

    Common Stock

    2022-11-15$56.29/sh+716$40,30424,838 total
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2022-11-155220 total
    Exercise: $49.22Exp: 2024-11-21Common Stock (522 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2022-11-157160 total
    Exercise: $56.29Exp: 2025-11-04Common Stock (716 underlying)
  • Exercise/Conversion

    Common Stock

    2022-11-15$49.22/sh+522$25,69324,534 total
  • Tax Payment

    Common Stock

    2022-11-15$84.49/sh595$50,27224,243 total
Holdings
  • Common Stock

    (indirect: by ESOP)
    3,136.176
  • Common Stock

    (indirect: By 401(k))
    861.597
Footnotes (2)
  • [F1]Shares withheld for option cost and taxes.
  • [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT