TOMPKINS FINANCIAL CORP·4

Nov 17, 3:07 PM ET

FETSKO FRANCIS M 4

4 · TOMPKINS FINANCIAL CORP · Filed Nov 17, 2022

Insider Transaction Report

Form 4
Period: 2022-11-16
FETSKO FRANCIS M
EVP, CFO & Treasurer
Transactions
  • Exercise/Conversion

    Common Stock

    2022-11-16$49.20/sh+522$25,68225,657 total
  • Exercise/Conversion

    Common Stock

    2022-11-16$56.29/sh+336$18,91325,573 total
  • Tax Payment

    Common Stock

    2022-11-16$82.73/sh420$34,74725,237 total
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2022-11-165220 total
    Exercise: $49.22Exp: 2024-11-21Common Stock (522 underlying)
  • Tax Payment

    Common Stock

    2022-11-16$82.73/sh284$23,49525,289 total
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2022-11-163360 total
    Exercise: $56.29Exp: 2025-11-04Common Stock (336 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    4,608.635
  • Common Stock

    (indirect: by ESOP)
    5,332.887
Footnotes (2)
  • [F1]Shares withheld for option cost and taxes.
  • [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT