ELLIS MICHAEL J 4
4 · Johnson Controls International plc · Filed Dec 9, 2022
Insider Transaction Report
Form 4
ELLIS MICHAEL J
EVP Chief Digital Officer
Transactions
- Exercise/Conversion
Ordinary Shares
2022-12-08$41.75/sh+68,587$2,863,507→ 127,778.38 total - Sale
Ordinary Shares
2022-12-08$66.55/sh−68,587$4,564,465→ 14,048.38 total - Sale
Ordinary Shares
2022-12-08$66.62/sh−11,234$748,409→ 116,544.38 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2022-12-08−68,587→ 0 totalExercise: $41.75From: 2021-12-05Exp: 2029-12-05→ Ordinary Shares (68,587 underlying) - Sale
Ordinary Shares
2022-12-08$66.59/sh−33,909$2,258,000→ 82,635.38 total
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.56 to $66.69 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.27 to $66.75 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.27 to $66.76 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
- [F4]Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.