Home/Filings/4/0001127602-23-001761
4//SEC Filing

VALENTI SUSAN M. 4

Accession 0001127602-23-001761

CIK 0001005817other

Filed

Jan 18, 7:00 PM ET

Accepted

Jan 19, 2:25 PM ET

Size

9.9 KB

Accession

0001127602-23-001761

Insider Transaction Report

Form 4
Period: 2023-01-19
VALENTI SUSAN M.
SVP, Corporate Marketing
Transactions
  • Exercise/Conversion

    Common Stock

    2023-01-19$40.60/sh+851$34,55116,484.662 total
  • Tax Payment

    Common Stock

    2023-01-19$77.34/sh2,204$170,45714,280.662 total
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2023-01-198512,204 total
    Exercise: $40.60Exp: 2023-05-03Common Stock (851 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,626.78
  • Common Stock

    (indirect: By 401(k))
    996.41
Footnotes (2)
  • [F1]Shares withheld for Option cost and taxes
  • [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother

Related Parties

1
  • filerCIK 0001548384

Filing Metadata

Form type
4
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 2:25 PM ET
Size
9.9 KB