VALENTI SUSAN M. 4
4 · TOMPKINS FINANCIAL CORP · Filed Jan 19, 2023
Insider Transaction Report
Form 4
VALENTI SUSAN M.
SVP, Corporate Marketing
Transactions
- Exercise/Conversion
Common Stock
2023-01-19$40.60/sh+851$34,551→ 16,484.662 total - Tax Payment
Common Stock
2023-01-19$77.34/sh−2,204$170,457→ 14,280.662 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2023-01-19−851→ 2,204 totalExercise: $40.60Exp: 2023-05-03→ Common Stock (851 underlying)
Holdings
- 1,626.78(indirect: By 401(k))
Common Stock
- 996.41(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Shares withheld for Option cost and taxes
- [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.