4//SEC Filing
ZELL SAMUEL 4
Accession 0001127602-23-001927
CIK 0000906107other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 4:15 PM ET
Size
15.9 KB
Accession
0001127602-23-001927
Insider Transaction Report
Form 4
ZELL SAMUEL
DirectorOther
Transactions
- Exercise/Conversion
Common Shares Of Beneficial Interest
2023-01-18$46.72/sh+120,713$5,639,711→ 765,558 total - Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2023-01-18−120,713→ 0 totalExercise: $46.72Exp: 2023-02-07→ Common Shares Of Beneficial Interest (120,713 underlying)
Holdings
- 1,246(indirect: By Trust)
Common Shares Of Beneficial Interest
- 2,730,294(indirect: By Trust)
Common Shares Of Beneficial Interest
- 694,344(indirect: SERP Account)
Common Shares Of Beneficial Interest
- 600(indirect: By Trust)
Common Shares Of Beneficial Interest
- 1,206,968(indirect: Samstock, L.L.C.)
Common Shares Of Beneficial Interest
- 1,246(indirect: By Trust)
Common Shares Of Beneficial Interest
- 154,480(indirect: By Foundation)
Common Shares Of Beneficial Interest
- 1,246(indirect: By Trust)
Common Shares Of Beneficial Interest
Footnotes (9)
- [F1]Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.
- [F2]Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- [F3]Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein.
- [F4]Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person, and includes shares acquired through dividend reinvestments.
- [F5]Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- [F6]Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- [F7]Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- [F8]Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.
- [F9]Represents share options which vested in three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.
Documents
Issuer
EQUITY RESIDENTIAL
CIK 0000906107
Entity typeother
Related Parties
1- filerCIK 0001024193
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 4:15 PM ET
- Size
- 15.9 KB