Johnson Patricia A 4
4 · TOMPKINS FINANCIAL CORP · Filed Jan 30, 2023
Insider Transaction Report
Form 4
Johnson Patricia A
Director
Transactions
- Exercise/Conversion
Phantom Stock
2023-01-27−654.579→ 1,309.158 total→ Common Stock (654.579 underlying) - Exercise/Conversion
Common Stock Drip
2023-01-27+654.579→ 2,103.996 total
Footnotes (2)
- [F1]Includes change in beneficial ownership of 654.579 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.