4//SEC Filing
Johnson Patricia A 4
Accession 0001127602-23-002526
CIK 0001005817other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 11:34 AM ET
Size
7.3 KB
Accession
0001127602-23-002526
Insider Transaction Report
Form 4
Johnson Patricia A
Director
Transactions
- Exercise/Conversion
Phantom Stock
2023-01-27−654.579→ 1,309.158 total→ Common Stock (654.579 underlying) - Exercise/Conversion
Common Stock Drip
2023-01-27+654.579→ 2,103.996 total
Footnotes (2)
- [F1]Includes change in beneficial ownership of 654.579 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001362027
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 11:34 AM ET
- Size
- 7.3 KB