PHILLIPS DAVID P 5
5 · PUBLIX SUPER MARKETS INC · Filed Feb 3, 2023
Insider Transaction Report
Form 5
PHILLIPS DAVID P
Chief Financial Officer
Transactions
- Award
SERP Stock
2022-03-01$13.76/sh+9,307.246$128,068→ 98,798.983 total(indirect: By SERP)→ Common Stock (9,307.246 underlying)
Holdings
- 11,197.393(indirect: By 401(k))
Common Stock
- 35,000(indirect: By Children)
Common Stock
- 573,145(indirect: By Trust)
Common Stock
- 814,390
Common Stock
- 85,125(indirect: By IRA)
Common Stock
- 346,595.621(indirect: By ESOP)
Common Stock
Footnotes (4)
- [F1]The number of shares reported as beneficially owned has been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
- [F2]Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c). The number of shares reported had been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
- [F3]Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c). The number of shares reported had been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
- [F4]Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan. The number of shares reported has been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.