4//SEC Filing
burke william richard 4
Accession 0001127602-23-003943
CIK 0001125259other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 11:47 AM ET
Size
11.8 KB
Accession
0001127602-23-003943
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
burke william richard
Chief Maritime Officer
Transactions
- Tax Payment
Trust Shares (beneficial Interest in Special Voting Share)
2023-02-06$11.67/sh−1,053$12,288→ 27,372.818 total - Tax Payment
Trust Shares (beneficial Interest in Special Voting Share)
2023-02-06$11.67/sh−4,225$49,304→ 40,498.818 total - Award
Trust Shares (beneficial Interest in Special Voting Share)
2023-02-06+4,322→ 28,425.818 total - Award
Trust Shares (beneficial Interest in Special Voting Share)
2023-02-06+17,351→ 44,723.818 total
Footnotes (6)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2020 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock.
- [F3]The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals.
- [F4]Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.
- [F5]Vesting of PBS RSUs granted in August 2020 pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.
- [F6]The reporting person was eligible to earn from 0-150% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's certain specified environmental, social & governance metrics over the 2020-2022 performance period reach or exceed specified performance goals.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001948243
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 11:47 AM ET
- Size
- 11.8 KB