4//SEC Filing
Hurtsellers Christine 4
Accession 0001127602-23-006894
CIK 0001535929other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 8:36 PM ET
Size
42.3 KB
Accession
0001127602-23-006894
Insider Transaction Report
Form 4
Hurtsellers Christine
See Remarks
Transactions
- Tax Payment
Common Stock
2023-02-20$74.44/sh−2,726$202,923→ 73,033 total - Tax Payment
Common Stock
2023-02-20$74.44/sh−9,290$691,548→ 69,817 total - Exercise/Conversion
Common Stock
2023-02-20+20,597→ 79,107 total - Exercise/Conversion
Common Stock
2023-02-20+5,942→ 75,759 total - Exercise/Conversion
Common Stock
2023-02-21+6,404→ 79,437 total - Tax Payment
Common Stock
2023-02-21$74.44/sh−2,751$204,784→ 76,686 total - Sale
Common Stock
2023-02-22$73.64/sh−25,000$1,840,942→ 54,771 total - Exercise/Conversion
Common Stock
2023-02-22+650→ 55,421 total - Sale
Common Stock
2023-02-23$73.69/sh−18,026$1,328,260→ 36,745 total - Exercise/Conversion
Common Stock
2023-02-22+5,427→ 82,113 total - Tax Payment
Common Stock
2023-02-22$73.34/sh−650$47,671→ 54,771 total - Tax Payment
Common Stock
2023-02-22$73.34/sh−2,342$171,762→ 79,771 total - Exercise/Conversion
Performance Stock Unit
2023-02-20−20,597→ 61,764 total→ Common Stock (20,597 underlying) - Award
Performance Stock Unit
2023-02-22+19,328→ 81,092 total→ Common Stock (19,328 underlying) - Award
Restricted Stock Units
2023-02-22+15,818→ 38,118 total→ Common Stock (15,818 underlying) - Exercise/Conversion
Restricted Stock Units
2023-02-20−5,942→ 34,131 total→ Common Stock (5,942 underlying) - Exercise/Conversion
Restricted Stock Units
2023-02-21−6,404→ 27,727 total→ Common Stock (6,404 underlying) - Exercise/Conversion
Restricted Stock Units
2023-02-22−5,427→ 22,300 total→ Common Stock (5,427 underlying) - Exercise/Conversion
Restricted Stock Units
2023-02-22−650→ 37,468 total→ Common Stock (650 underlying)
Holdings
- 110,874
Performance-Based Stock Options
→ Common Stock (110,874 underlying)
Footnotes (10)
- [F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
- [F10]The options vest based on the conditions set forth in their respective agreements.
- [F2]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021.
- [F3]The transaction was executed in multiple trades at prices ranging from $73.20 to $74.56 to $74.34. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
- [F4]FICA tax withholding on the grant of restricted stock units.
- [F5]The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
- [F6]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- [F7]The stock units will vest based on their respective award agreements.
- [F8]The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.
- [F9]1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.
Issuer
Voya Financial, Inc.
CIK 0001535929
Entity typeother
Related Parties
1- filerCIK 0001481859
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 8:36 PM ET
- Size
- 42.3 KB