SILVA KEVIN D 4

Accession 0001127602-23-006917

CIK 0001535929other

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 9:09 PM ET

Size

38.7 KB

Accession

0001127602-23-006917

Form 4

Period: 2023-02-20

See Remarks

Transactions

Exercise/Conversion
Common Stock
2023-02-20+2,801→ 17,732 total
Exercise/Conversion
Common Stock
2023-02-22+395→ 20,025 total
Exercise/Conversion
Common Stock
2023-02-20+10,251→ 20,202 total
Tax Payment
Common Stock
2023-02-20$74.44/sh−5,271$392,373→ 14,931 total
Tax Payment
Common Stock
2023-02-20$74.44/sh−1,365$101,611→ 16,367 total
Exercise/Conversion
Common Stock
2023-02-21+3,182→ 19,549 total
Tax Payment
Common Stock
2023-02-21$74.44/sh−1,550$115,382→ 17,999 total
Exercise/Conversion
Common Stock
2023-02-22+3,181→ 21,180 total
Tax Payment
Common Stock
2023-02-22$73.34/sh−1,550$113,677→ 19,630 total
Tax Payment
Common Stock
2023-02-22$73.34/sh−395$28,969→ 19,630 total
Exercise/Conversion
Performance Stock Unit
2023-02-20−10,251→ 38,568 total
→ Common Stock (10,251 underlying)
Exercise/Conversion
Restricted Stock Units
2023-02-20−2,801→ 20,946 total
→ Common Stock (2,801 underlying)
Exercise/Conversion
Restricted Stock Units
2023-02-21−3,182→ 17,764 total
→ Common Stock (3,182 underlying)
Exercise/Conversion
Restricted Stock Units
2023-02-22−3,181→ 14,583 total
→ Common Stock (3,181 underlying)
Award
Performance Stock Unit
2023-02-22+10,509→ 49,077 total
→ Common Stock (10,509 underlying)
Award
Restricted Stock Units
2023-02-22+8,601→ 23,184 total
→ Common Stock (8,601 underlying)
Exercise/Conversion
Restricted Stock Units
2023-02-22−395→ 22,789 total
→ Common Stock (395 underlying)

Holdings

Footnotes (8)

[F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
[F2]FICA tax withholding on the grant of restricted stock units.
[F3]The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
[F4]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
[F5]The stock units will vest based on their respective award agreements.
[F6]The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.
[F7]1/3 of the restricted stock units will vest on February 20, 2024 on February 18, 2025 and 1/3 on February 17, 2026.
[F8]The options vest based on the conditions set forth in their respective agreements.

Documents

2 files

Voya Financial, Inc.

CIK 0001535929

Entity typeother